[1]王 冬,王 睿. 知识溢出效应研究的国际发展和中国现状评述[J].科技与管理,2015,17(06):63-71.[doi:10. 16315 / j. stm. 2015. 06. 012]
 WANG Dong,WANG ui. The international development of knowledge spillover effect research and the status of china[J].Science-Technology and Management,2015,17(06):63-71.[doi:10. 16315 / j. stm. 2015. 06. 012]
点击复制

 知识溢出效应研究的国际发展和中国现状评述
()
分享到:

《科技与管理》[ISSN:1008-7133/CN:23-1445/C3]

卷:
17卷
期数:
2015年06
页码:
63-71
栏目:
理论探讨
出版日期:
2015-11-15

文章信息/Info

Title:
 The international development of knowledge spillover effect research and the status of china
文章编号:
1008 -7133( 2015) 06 -0063 -09
作者:
 王 冬1 王 睿2
 1. 北京理工大学 管理与经济学院;2. 河北师范大学 软件学院
Author(s):
 WANG Dong1 WANG Rui2
 1. School of Management and Economics,Beijing Institute of Technology;2. Software College,Hebei Normal University
关键词:
 知识溢出 文献计量 引文编年图 对标研究
Keywords:
 knowledge spillover bibliometrics citation chronological map benchmarking research
分类号:
F 062
DOI:
10. 16315 / j. stm. 2015. 06. 012
文献标志码:
A
摘要:
 本文通过统计 1984—2014 年 SCI-E 和 SSCI 网络版数据库中知识溢出效应领域的文献产出,运用文献计量法和引文编年图梳理了知识溢出研究的发展历程,从论文数量、论文质量和合作情况 3 个维度对标意大利、荷兰与中国的科研实力,得到如下结论: 知识溢出效应研究主要经历了沉寂期、缓慢发展期和快速发展期; 英国和美国在该领域处于领先地位; 合作情况不佳,合作论文数量和作者数量偏低; 研究热点主要为知识溢出与产出的关系、空间溢出效应、社会网络和 FDI 溢出; 社会网络的知识溢出和国际知识溢出对产出的影响是两大主线; 中国对知识溢出的研究虽然具备较大规模,但要注意提高论文质量,加强与国外的合作关系。
Abstract:
 This paper studies knowledge spillover effect research by summarizing its development history from 1984 to 2014 through the SCI-E and SSCI database and using the bibliometric method and citation chronological map.And it benchmarks the research states of China with that of Italy and Netherlands from three dimensions consisting of quantity,quality and cooperation. The main conclusions are: the knowledge spillover effect study mainly develops through the silence period,the slow development period and the rapid developing period; UK and US are in leading positions; The number of co-published papers and co-authors in this field are relatively low; The main research focuse include the relationship between knowledge spillover effect and the output,spatial spillover effect,social network and FDI spillovers. The knowledge spillover effect in social network and the influence of international knowledge spillovers on output are two mainlines in this field. Additionally,we find that China needs to further improve the quality and cooperation in this field.

参考文献/References:

 [1] PAUL R. Increasing returns and long-run growth[J]. Journal of
Political Economy,1986,94( 5) : 1002 - 37.
[2] NAVARETTI G B,TARR D G. International knowledge flows and
economic performance: a review of the evidence[J]. World Bank
Economic Review,2000,14( 1) : 1 - 15.
[3] BRANSTETTER L G. Looking for International knowledge spillo-
vers a review of the literature with suggestions for new approaches
[M]. The Economics and Econometrics of Innovation. Springer
US,2000: 495 - 518.
[4] 赵勇,白永秀. 知识溢出: 一个文献综述[J]. 经济研究,
2009( 1) : 144 - 156.
[5] 黄志启,房路生. 知识溢出效应研究述评[J]. 首都经济贸易
大学学报,2009,11( 3) : 102 -107.
[6] 段会娟. 知识溢出的测度方法综述[J]. 科技进步与对策,
2010,27( 5) : 154 - 157.
[7] 忻萍萍. 国际 R&D 溢出文献综述[J]. 经济视角,2012 ( 1) :
59 - 60.
[8] 曾春媛,潘云海. 知识溢出的测度模型研究综述[J]. 北京理
工大学学报( 社会科学版) ,2012,14( 1) : 20 -26.
[9] 余江,陈凯华. 中国战略性新兴产业的技术创新现状与挑战: 基
于专利文献计量的角度[J]. 科学学研究,2012( 5) : 682 -695.
[10] 魏志华,林亚清,吴育辉,李常青. 家族企业研究: 一个文
献计量分析[J]. 经济学,2014( 1) : 27 -56.
[11] 张莉,朱庆华,徐孝娟. 国际科技人才成长特征及演变规律分
析: 基于文献计量的分析[J]. 情报杂志,2014,09: 64 -71.
[12] 魏一鸣,米志付,张皓. 气候政策建模研究综述: 基于文献
计量分析[J]. 地球科学进展,2013,28( 8) : 930 -938.[13] JAFFE A B,HENDERSON R. Geographic localization of knowl-
edge spillovers as evidenced by patent citations[J]. Quarterly
Journal of Economics,1993,108( 3) : 577 - 598.
[14] AUDRETSCH D B,FELDMAN M P. R&D spillovers and the ge-
ography of innovation and production. [J]. American Economic
Review,1996,86( 04) : 630 - 40.
[15] COHEN W M,LEVINTHAL D A. Absorptive capacity: a new
perspective on learning and innovation. [J]. Administrative Sci-
ence Quarterly,1990,35( 1) : 128 - 152.
[16] COLE D T,HELPMAN E. International R&D spillovers[J].
European Economic Review: 39: 859 - 887.
[17] COHEN W M,LEVINTHAL D A. Innovation and Learning: The Two
Faces of R&D[J]. Economic Journal,1989,99( 397) : 569 -96.
[18] JAFFE A B. Technological opportunity and spillovers of R&D:
evidence from firms' patents,profits and market value[J]. The
American Economic Review,1986,( 76) : 984 - 1001.
[19] GROSSMAN,GENE M,HELPMAN,et al. Innovation and
growth in the global economy[M]/ / MIT Press,1991.
[20] GRILICHES Z. Issues in assessing the contribution of research
and Development to productivity growth[J]. The Bell Journal of
Economics 1979,( 10) . 92 - 116
[21] JAFFE A B. Real effects of academic research. [J]. American
Economic Review,1989,79( 5) : 957 - 70.
[22] PAUL ALMEIDA,BRUCE K. Localization of knowledge and the
mobility of engineers in regional networks[J]. Management Sci-
ence. 1999,45 ( 7) : 905 - 917.
[23] BUCKLEY P J,WANG C. The impact of inward FDI on the per-
formance of chinese manufacturing firms[J]. Journal of Interna-
tional Business Studies,2002,33( 4) : 637 - 655.
[24] MAURSETH P B,VERSPAGEN B. Knowledge spillovers in eu-
rope: a patent citations analysis[J]. Scandinavian Journal of E-
conomics,2002,104( 4) : 531 - 45.
[25] COHEN W M,NELSON R R,Walsh J P. Links and impacts:
the influence of public research on industrial R&D[J]. Manage-
ment Science,2002,48( 1) : 1 - 23.
[26] KELLER W. Geographic localization of International technology dif-
fusion[J]. American Economic Review,2001,92( 1) : 120 -142.
[27] MALMBERG A,MASKELL P. The elusive concept of localization
economies: towards a knowledge - based theory of spatial cluste-
ring[J]. Environment & Planning A,2002,34( 3) : 429 - 449.
[28] KELLER W. Trade and the transmission of technology[J]. Jour-
nal Of Economic Growth. 2002,7 ( 1) : 5 - 24
[29] HOWELLS J R L. Tacit knowledge,innovation and economic ge-
ography[J]. Urban Studies,2002,39( 5 - 6) : 871 - 884.
[30] FURMAN J L,PORTER M E,STERN S. The determinants of nation-
al innovative capacity[J]. Research Policy,2002,31( 6) : 899 -933.
[31] CASSIMAN B,VEUGELERS R. R&D Cooperation and Spillo-
vers: Some Empirical Evidence from Belgium[J]. American E-
conomic Review,2002,92( 4) : 1169 - 1184.
[32] ACS Z J,ANSELIN L,Varga A. Patents and innovation counts
as measures of regional production of new knowledge[J]. Re-
search Policy,2002,31( 7) : 1069 - 1085.
[33] SAGGI K. Trade,foreign direct investment,and international
technology transfer: A survey[J]. The World Bank Research
Observer,2002,17( 2) : 191 - 235.
[34] FISCHER M M,VARGA A. Spatial knowledge spillovers and u-
niversity research: Evidence from Austria[J]. Annals of Region-
al Science,2003,37( 2) : 303 - 322.
[35] ROSENKOPF L,ALMEIDA P. Overcoming Local Search
Through Alliances and Mobility [J]. Management Science,
2003,49( 6) : 751 - 766.
[36] BOTTAZZI L,PERI G. Innovation and spillovers in regions: Ev-
idence from European patent data[J]. European Economic Re-
view,2003,47( 4) : 687 - 710.
[37] JAVORCIK B S. Does foreign direct investment increase the produc-
tivity of domestic firms? in search of spillovers through backward
linkages[J]. American Economic Review,2004,94( 3) : 605 -627.
[38] KELLER W. International technology diffusion[J]. Journal Of
Economic Literature. 2004,42 ( 3) : 752 - 782
[39] HOLGER,GREENAWAY D. Much ado about nothing? do do-
mestic firms really benefit from foreign direct investment[J].
World Bank Research Observer,2004,19( 2) : 171 - 198.
[40] BOSCHMA R A. Proximity and innovation. a critical survey[J].
Regional Studies,2005,39( 1) : 61 - 74.
[41] THOMPSON P,FOX - KEAN M. Patent citations and the geog-
raphy of knowledge spillovers: a reassessment[J]. American E-
conomic Review. 2005; 95 ( 1) : 450 - 460.
[42] HALL B H,JAFFE A,TRAJTENBERG M. Market value and patent
citations[J]. Rand Journal of Economics,2005,36( 1) : 16 -38.
[43] SINGH J. Collaborative networks as determinants of knowledge diffu-
sion patterns. [J]. Management Science,2005,51( 5) : 756 -770.
[44] AUDRETSCH D B,LEHMANN E E. Does the knowledge spillo-
ver theory of entrepreneurship hold for regions? [J]. Research
Policy,2005,34( 8) : 1191 - 1202.
[45] THOMAS D,JAN S. What do we know about geographical
knowledge spillovers and regional growth?: a survey of the litera-
ture[J]. Regional Studies. 2006,40 ( 3) : 375 - 395
[46] WEI Y,LIU X. Productivity spillovers from R&D,exports and
FDI in china's manufacturing Sector[J]. Journal Of International
Business Studies. 2006,37 ( 4) : 544 - 557.
[47] AGRAWAL A,COCKBURN I,MCHALE J. Gone but not forgotten:
knowledge flows,labor mobility,and enduring social relationships
[J]. Journal Of Economic Geography. 2006,6 ( 5) : 571 -591.
[48] ALCACER J,GITTELMAN M. Patent citations as a measure of
knowledge flows: the influence of examiner citations[J]. Review
of Economics & Statistics,2006,88( 4) : 774 - 779.
[49] FRENKEN K,OORT F V,VERBURG T N. Relate variety,un-
related variety and regional economic growth[J]. Regional Stud-
ies,2007,41( 5) : 685 - 697.
[50] HASKEL J E,SLAUGHTER M J. Does inward foreign direct in-
vestment boost the productivity of domestic firms? [J]. The Re-
view of Economics and Statistics,2007,89( 3) : 482 - 496.
[51] BLALOCK G,GERTLER P J. Welfare gains from Foreign Direct
Investment through technology transfer to local suppliers[J].
Journal of International Economics,2008,74( 2) : 402 - 421

备注/Memo

备注/Memo:
 收稿日期: 2015 -09 -09
作者简介: 王 冬( 1990—) ,女,博士研究生;
王 睿( 1996—) ,男,本科.
更新日期/Last Update: 2016-03-15